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Understanding the Financial Conduct Authority

By: Material type: TextTextPublication details: UK Matador 2015Description: 323pISBN:
  • 9781784623920
DDC classification:
  • 332/KOV
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Item type Current library Call number Status Date due Barcode Item holds
General Books General Books Colombo 332/KOV Available

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CA00015035
Total holds: 0

Enhanced descriptions from Syndetics:

The Financial Conduct Authority began its work in April 2013 with a post-crisis mandate to take pre-emptive action against firms. When problems occur, the FCA increasingly takes disciplinary action against individual senior managers as well as against the firm. Most of these cases are tragedies - if the individuals concerned understood the likely outcome they would have behaved differently. This book sets out the psychology of the FCA and covers the 'hot spots' that senior management and their compliance officers need to get right.

£40.00

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